| CALTON & ASSOCIATES, INC. | 20999 | Atlas Eagle Ford 2015 L.P. | 1643681 | 06/30/2015 | D | $150,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND III, L.P. | 1658988 | 11/23/2015 | D | $250,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Eagle Ford 2016 L.P. | 1681781 | 09/14/2016 | D | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Eagle Ford 2016 L.P. | 1681781 | 11/28/2016 | D/A | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Epoch Properties Multi-Family Opportunity Fund V, Ltd. | 1700284 | 03/15/2017 | D | $30,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Shopoff Land Fund V, L.P. | 1682387 | 03/28/2018 | D/A | $60,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Shopoff Land Fund V, L.P. | 1682387 | 04/03/2018 | D/A | $60,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | ExchangeRight Net Leased Portfolio 24 DST | 1757089 | 03/21/2019 | D/A | $44,870,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND IV CAYMAN, L.P. | 1765358 | 02/26/2019 | D | $300,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND IV, L.P. | 1765361 | 02/26/2019 | D | $300,000,000 | $0 |
