| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND II, L.P. | 1573307 | 03/29/2013 | D | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 33-2013 L.P. | 1570597 | 04/30/2013 | D | $200,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Growth Partners, L.P. | 1572702 | 05/28/2013 | D | $300,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2013 LP | 1571270 | 07/24/2013 | D | $50,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 34-2014 L.P. | 1602518 | 05/19/2014 | D | $300,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Reverence Capital Partners Opportunities Fund I (AI), L.P. | 1621529 | 10/08/2014 | D | Indefinite | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Reverence Capital Partners Opportunities Fund I, L.P. | 1621530 | 10/08/2014 | D | Indefinite | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Reverence Capital Partners Opportunities Fund I (Cayman), L.P. | 1621531 | 10/08/2014 | D | Indefinite | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | MDS Energy Partners, LP | 1639005 | 05/18/2015 | D | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | MDS 2015-Marcellus Shale Development, LP | 1639008 | 06/24/2015 | D | $100,000,000 | $0 |
