| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXVIII, L.P. | 1473084 | 12/14/2009 | D/A | $30,000,000 | $165,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Penneco Drilling Associates 2013-1 | 1582114 | 08/12/2013 | D | $50,000,000 | $162,500 |
| CALTON & ASSOCIATES, INC. | 20999 | Cypress Equipment Fund 16, LLC | 1451787 | 01/14/2009 | D | $35,000,000 | $160,000 |
| CALTON & ASSOCIATES, INC. | 20999 | APX Drilling Partners 2014-B, LP | 1618803 | 09/10/2014 | D | $80,000,000 | $85,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-TPS Irving, LP | 1711201 | 07/10/2017 | D/A | $5,888,757 | $82,612 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 10/18/2011 | D/A | $60,000,000 | $50,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 10/17/2011 | D | $60,000,000 | $50,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXX, L. P. | 1514577 | 05/12/2011 | D | $30,000,000 | $25,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Cypress Income Fund 8, LLC | 1446731 | 11/19/2008 | D | $20,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/31/2010 | D/A | $24,000,000 | $0 |
