| CALTON & ASSOCIATES, INC. | 20999 | GMI-NOMA, LP | 1715093 | 08/28/2017 | D/A | $14,979,328 | $488,625 |
| CALTON & ASSOCIATES, INC. | 20999 | Penneco Drilling Associates 2010-1 | 1496244 | 07/23/2010 | D | $40,000,000 | $407,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec Comanche A Oil & Gas LP/Aztec Energy LLC | 1557194 | 12/19/2012 | D/A | $50,000,000 | $400,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXIX, L. P. | 1488209 | 04/27/2010 | D | $30,000,000 | $390,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 11/16/2011 | D | $50,000,000 | $385,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 03/10/2011 | D/A | $50,000,000 | $350,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 10/25/2013 | D | $3,777,117 | $342,185 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 03/09/2011 | D/A | $50,000,000 | $325,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 16-A, L.P. | 1670346 | 07/06/2016 | D | $160,000,000 | $180,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 11/08/2011 | D | $50,000,000 | $175,000 |
