| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 11/13/2013 | D/A | $3,777,117 | $708,382 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CAMP CREEK, LP | 1601826 | 03/24/2014 | D/A | $4,428,027 | $697,760 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 03/22/2011 | D/A | $50,000,000 | $670,000 |
| CALTON & ASSOCIATES, INC. | 20999 | APX Drilling Partners 2012-B, LP | 1557276 | 10/16/2012 | D/A | $23,000,000 | $630,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Eminence Global Holdings Ltd. | 1627232 | 08/18/2015 | D | $8,000,000 | $600,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 11/04/2013 | D/A | $3,777,117 | $578,312 |
| CALTON & ASSOCIATES, INC. | 20999 | Discount Retail Portfolio III DST | 1538566 | 01/20/2012 | D | $6,181,096 | $571,967 |
| CALTON & ASSOCIATES, INC. | 20999 | Penneco Drilling Associates 2009-1 | 1464859 | 07/10/2009 | D | $30,000,000 | $567,500 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-B Oil & Gas LP/Aztec Energy LLC | 1505987 | 12/23/2010 | D/A | $50,000,000 | $525,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BAY VISTA APARTMENTS I, LP | 1587892 | 10/25/2013 | D | $5,660,583 | $512,815 |
