Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | TNP 2008 Participating Notes Program, LLC | 1455455 | 02/06/2009 | D | $25,000,000 | $1,630,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 12/30/2009 | D/A | $13,063,584 | $1,623,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 16-A, L.P. | 1670346 | 07/19/2016 | D/A | $160,000,000 | $1,530,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CMS, LP | 1781449 | 08/16/2019 | D/A | $3,604,651 | $1,519,100 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-D Oil & Gas LP/ Aztec Energy LLC | 1522753 | 08/30/2011 | D/A | $50,000,000 | $1,475,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 12/15/2009 | D/A | $13,063,584 | $1,443,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CAMP CREEK, LP | 1601826 | 04/22/2014 | D/A | $4,428,027 | $1,435,628 |
| CALTON & ASSOCIATES, INC. | 20999 | Huntsville Retail Center DST | 1582619 | 08/16/2013 | D/A | $13,883,448 | $1,405,795 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-ORLANDO, LP | 1624147 | 02/02/2015 | D/A | $4,182,359 | $1,395,550 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 11/19/2013 | D/A | $3,777,117 | $1,362,730 |