Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | HPI Real Estate Fund VI LLC | 1730926 | 02/14/2018 | D | $100,000,000 | $1,845,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 03/06/2019 | D/A | $23,630,272 | $1,836,156 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 05/19/2011 | D/A | $50,000,000 | $1,765,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 09/22/2014 | D/A | $3,846,154 | $1,765,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 11/28/2016 | D/A | $11,084,116 | $1,761,910 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-SHILOH/OFALLON, LP | 1663673 | 01/26/2016 | D/A | $4,926,923 | $1,753,650 |
| CALTON & ASSOCIATES, INC. | 20999 | Steadfast Income REIT, Inc. | 1468010 | 04/14/2010 | D/A | $94,000,000 | $1,728,500 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/15/2011 | D | $50,000,000 | $1,700,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 09/08/2014 | D/A | $3,846,154 | $1,685,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 12/09/2011 | D/A | $60,000,000 | $1,658,000 |