Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund II, L.P. | 1830097 | 10/14/2021 | D/A | $353,659,618 | $353,659,618 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 05/05/2023 | D/A | $500,000,000 | $352,663,638 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND IV CAYMAN, L.P. | 1765358 | 02/25/2020 | D/A | $350,000,000 | $338,700,000 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND IV, L.P. | 1765361 | 02/25/2020 | D/A | $350,000,000 | $338,700,000 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/03/2019 | D/A | Indefinite | $336,677,825 |
| CALTON & ASSOCIATES, INC. | 20999 | LAFAYETTE STREET FUND L P | 1060792 | 05/31/2012 | D/A | Indefinite | $331,862,297 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 04/07/2023 | D/A | $500,000,000 | $329,414,529 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/04/2018 | D/A | Indefinite | $328,147,588 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/05/2017 | D/A | Indefinite | $321,412,597 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/05/2016 | D/A | Indefinite | $319,770,563 |