Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/22/2011 | D | $50,000,000 | $3,100,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Pharmacy Portfolio III DST | 1528362 | 11/30/2011 | D/A | $5,005,502 | $3,090,696 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 02/02/2010 | D/A | $13,063,584 | $3,063,500 |
| CALTON & ASSOCIATES, INC. | 20999 | Discount Retail Portfolio III DST | 1538566 | 02/22/2012 | D/A | $6,181,096 | $3,058,401 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2011 A LP | 1515719 | 11/01/2011 | D/A | $50,000,000 | $3,044,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-LONG ISLAND 154, LP | 1669858 | 04/25/2016 | D/A | $11,909,938 | $3,040,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXX, L. P. | 1514577 | 07/07/2011 | D/A | $30,000,000 | $2,991,250 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 03/19/2019 | D/A | $23,630,272 | $2,990,156 |
| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXIX, L. P. | 1488209 | 06/22/2010 | D/A | $30,000,000 | $2,985,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 01/12/2015 | D/A | $3,846,154 | $2,970,025 |