Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 12/19/2016 | D/A | $11,084,116 | $6,466,613 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BWI, LP | 1681484 | 10/11/2016 | D/A | $7,439,217 | $6,390,870 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 11/04/2014 | D/A | $6,995,427 | $6,372,646 |
| CALTON & ASSOCIATES, INC. | 20999 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 06/04/2018 | D/A | $200,000,000 | $6,240,417 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 12/29/2011 | D/A | $60,000,000 | $6,213,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy III, L.P. | 1546978 | 09/20/2013 | D/A | $35,000,000 | $6,188,826 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy III, L.P. | 1546978 | 10/24/2013 | D/A | $35,000,000 | $6,188,826 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Long Island HWS, LP | 1699490 | 05/17/2017 | D/A | $10,088,757 | $6,182,430 |
| CALTON & ASSOCIATES, INC. | 20999 | Discount Retail Portfolio III DST | 1538566 | 05/30/2012 | D/A | $6,181,096 | $6,181,096 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec X Oil & Gas Drilling Program | 1472076 | 06/04/2010 | D/A | $50,000,000 | $6,056,000 |