Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/29/2015 | D/A | Indefinite | $1,123,729,213 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/21/2022 | D/A | Indefinite | $1,057,271,078 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/20/2023 | D/A | Indefinite | $1,057,271,078 |
| CALTON & ASSOCIATES, INC. | 20999 | SELECT EQUITY FUND L P | 1344289 | 04/19/2023 | D/A | Indefinite | $1,053,414,210 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/19/2021 | D/A | Indefinite | $1,052,194,071 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/19/2019 | D/A | Indefinite | $1,051,294,071 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/19/2020 | D/A | Indefinite | $1,051,294,071 |
| CALTON & ASSOCIATES, INC. | 20999 | SELECT EQUITY FUND L P | 1344289 | 05/26/2022 | D/A | Indefinite | $1,026,036,945 |
| CALTON & ASSOCIATES, INC. | 20999 | LAFAYETTE STREET FUND II L P | 1215214 | 05/29/2015 | D/A | Indefinite | $941,556,287 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/19/2018 | D/A | Indefinite | $935,018,071 |