Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 21-A, L.P. | 1855068 | 07/08/2021 | D | $100,000,000 | $3,105,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/22/2011 | D | $50,000,000 | $3,100,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/20/2011 | D | $50,000,000 | $2,260,000 |
| CALTON & ASSOCIATES, INC. | 20999 | HPI Real Estate Fund VI LLC | 1730926 | 02/14/2018 | D | $100,000,000 | $1,845,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/15/2011 | D | $50,000,000 | $1,700,000 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP 2008 Participating Notes Program, LLC | 1455455 | 02/06/2009 | D | $25,000,000 | $1,630,000 |
| CALTON & ASSOCIATES, INC. | 20999 | ARC Income Properties IV, LLC | 1498861 | 08/13/2010 | D | $5,350,000 | $1,300,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-SHJ, LP | 1800803 | 02/18/2020 | D | $4,647,059 | $1,120,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 18-A, L.P. | 1739171 | 06/15/2018 | D | $120,000,000 | $960,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Huntsville Retail Center DST | 1582619 | 08/01/2013 | D | $13,883,448 | $863,256 |