| CALTON & ASSOCIATES, INC. | 20999 | APX Drilling Partners 2012-B, LP | 1557276 | 10/16/2012 | D/A | $23,000,000 | $630,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 11/04/2013 | D/A | $3,777,117 | $578,312 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-B Oil & Gas LP/Aztec Energy LLC | 1505987 | 12/23/2010 | D/A | $50,000,000 | $525,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-NOMA, LP | 1715093 | 08/28/2017 | D/A | $14,979,328 | $488,625 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec Comanche A Oil & Gas LP/Aztec Energy LLC | 1557194 | 12/19/2012 | D/A | $50,000,000 | $400,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 03/10/2011 | D/A | $50,000,000 | $350,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 03/09/2011 | D/A | $50,000,000 | $325,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Bradford Drilling Associates XXVIII, L.P. | 1473084 | 12/14/2009 | D/A | $30,000,000 | $165,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-TPS Irving, LP | 1711201 | 07/10/2017 | D/A | $5,888,757 | $82,612 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 10/18/2011 | D/A | $60,000,000 | $50,000 |
