Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 11/28/2016 | D/A | $11,084,116 | $1,761,910 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-SHILOH/OFALLON, LP | 1663673 | 01/26/2016 | D/A | $4,926,923 | $1,753,650 |
| CALTON & ASSOCIATES, INC. | 20999 | Steadfast Income REIT, Inc. | 1468010 | 04/14/2010 | D/A | $94,000,000 | $1,728,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 09/08/2014 | D/A | $3,846,154 | $1,685,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 12/09/2011 | D/A | $60,000,000 | $1,658,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 12/30/2009 | D/A | $13,063,584 | $1,623,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 16-A, L.P. | 1670346 | 07/19/2016 | D/A | $160,000,000 | $1,530,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CMS, LP | 1781449 | 08/16/2019 | D/A | $3,604,651 | $1,519,100 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-D Oil & Gas LP/ Aztec Energy LLC | 1522753 | 08/30/2011 | D/A | $50,000,000 | $1,475,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 12/15/2009 | D/A | $13,063,584 | $1,443,000 |