Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-ORLANDO, LP | 1624147 | 03/03/2015 | D/A | $4,182,359 | $2,448,425 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-ORLANDO, LP | 1624147 | 03/04/2015 | D/A | $4,182,359 | $2,448,425 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 01/12/2010 | D/A | $13,063,584 | $2,428,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-ORLANDO, LP | 1624147 | 02/24/2015 | D/A | $4,182,359 | $2,398,425 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-TPS Irving, LP | 1711201 | 07/24/2017 | D/A | $5,888,757 | $2,377,612 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 10/28/2014 | D/A | $3,846,154 | $2,276,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CMS, LP | 1781449 | 08/20/2019 | D/A | $3,604,651 | $2,260,700 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2011 A LP | 1515719 | 10/04/2011 | D/A | $50,000,000 | $2,249,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-LAKE MARY 125, LP | 1637256 | 06/22/2015 | D/A | $6,110,084 | $2,124,650 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 06/01/2011 | D/A | $50,000,000 | $2,120,000 |