Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Cypress Equipment Fund 16, LLC | 1451787 | 04/03/2009 | D/A | $35,000,000 | $6,566,872 |
| CALTON & ASSOCIATES, INC. | 20999 | W Pharmacy I DST | 1561228 | 12/12/2012 | D/A | $13,825,153 | $6,534,817 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP 2008 Participating Notes Program, LLC | 1455455 | 04/16/2009 | D/A | $25,000,000 | $6,533,293 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Portland 121, LP | 1712785 | 08/21/2017 | D/A | $7,332,966 | $6,529,238 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 12/19/2016 | D/A | $11,084,116 | $6,466,613 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BWI, LP | 1681484 | 10/11/2016 | D/A | $7,439,217 | $6,390,870 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 11/04/2014 | D/A | $6,995,427 | $6,372,646 |
| CALTON & ASSOCIATES, INC. | 20999 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 06/04/2018 | D/A | $200,000,000 | $6,240,417 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy II, L.P. | 1532335 | 12/29/2011 | D/A | $60,000,000 | $6,213,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy III, L.P. | 1546978 | 09/20/2013 | D/A | $35,000,000 | $6,188,826 |