Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 05/06/2019 | D/A | $23,630,272 | $7,011,958 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 07/09/2010 | D/A | $13,063,584 | $6,978,360 |
| CALTON & ASSOCIATES, INC. | 20999 | Cypress Income Fund 8, LLC | 1446731 | 02/09/2009 | D/A | $20,000,000 | $6,958,603 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BWI, LP | 1681484 | 10/24/2016 | D/A | $7,439,217 | $6,914,145 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 01/21/2015 | D/A | $6,995,427 | $6,846,974 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 12/22/2016 | D/A | $11,084,116 | $6,807,213 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 06/25/2010 | D/A | $13,063,584 | $6,788,360 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 12/03/2014 | D/A | $6,995,427 | $6,716,796 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 06/16/2010 | D/A | $13,063,584 | $6,698,360 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 11/17/2014 | D/A | $6,995,427 | $6,666,796 |