Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Mewbourne Energy Partners 20-A, L.P. | 1806522 | 09/23/2020 | D/A | $60,000,000 | $7,530,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 07/28/2010 | D/A | $13,063,584 | $7,450,665 |
| CALTON & ASSOCIATES, INC. | 20999 | Legendary Lodging VAB QOZ, LLC | 1781546 | 06/19/2020 | D/A | $12,000,000 | $7,378,764 |
| CALTON & ASSOCIATES, INC. | 20999 | Legendary Lodging VAB QOZ, LLC | 1781546 | 03/24/2020 | D/A | $12,000,000 | $7,360,164 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Long Island HWS, LP | 1699490 | 06/08/2017 | D/A | $10,088,757 | $7,262,701 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP 2008 Participating Notes Program, LLC | 1455455 | 04/27/2009 | D/A | $25,000,000 | $7,257,293 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Portland 121, LP | 1712785 | 09/12/2017 | D/A | $7,332,966 | $7,146,407 |
| CALTON & ASSOCIATES, INC. | 20999 | W Pharmacy I DST | 1561228 | 12/28/2012 | D/A | $13,825,153 | $7,079,607 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Harrison 165, LP | 1743608 | 07/23/2018 | D/A | $14,220,534 | $7,075,713 |
| CALTON & ASSOCIATES, INC. | 20999 | DeMarcay Development Preferred Partners, LLC | 1743304 | 06/27/2019 | D/A | $15,000,000 | $7,042,994 |