| CALTON & ASSOCIATES, INC. | 20999 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 07/23/2018 | D/A | $200,000,000 | $10,002,277 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP VULTURE FUND VIII LLC | 1440039 | 01/25/2010 | D/A | $48,000,000 | $9,982,013 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-B Oil & Gas LP/Aztec Energy LLC | 1505987 | 01/07/2011 | D/A | $50,000,000 | $9,919,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Long Island HWS, LP | 1699490 | 11/29/2017 | D/A | $10,088,757 | $9,870,331 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP 2008 Participating Notes Program, LLC | 1455455 | 06/24/2009 | D/A | $25,000,000 | $9,487,819 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-NOMA, LP | 1715093 | 09/25/2017 | D/A | $14,979,328 | $9,386,225 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-LONG ISLAND 154, LP | 1669858 | 07/05/2016 | D/A | $11,909,938 | $9,316,504 |
| CALTON & ASSOCIATES, INC. | 20999 | MDS 2012-Marcellus Shale Development, LP | 1546309 | 01/24/2013 | D/A | $100,000,000 | $9,235,161 |
| CALTON & ASSOCIATES, INC. | 20999 | Texas Healthcare Portfolio II DST | 1714406 | 09/08/2017 | D/A | $55,020,466 | $9,223,375 |
| CALTON & ASSOCIATES, INC. | 20999 | CX Station at Clift Farm, DST | 1942116 | 05/24/2023 | D/A | $69,424,166 | $9,209,911 |
