Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-AF, LP | 1688540 | 01/10/2017 | D/A | $11,084,116 | $9,165,513 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 05/13/2019 | D/A | $23,630,272 | $9,148,558 |
| CALTON & ASSOCIATES, INC. | 20999 | Cypress Income Fund 9, LLC | 1446730 | 09/03/2009 | D/A | $20,000,000 | $9,142,740 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP VULTURE FUND VIII LLC | 1440039 | 07/22/2009 | D/A | $48,000,000 | $9,066,354 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec X Oil & Gas Drilling Program | 1472076 | 08/02/2010 | D/A | $50,000,000 | $9,065,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-LONG ISLAND 154, LP | 1669858 | 06/27/2016 | D/A | $11,909,938 | $9,043,774 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Harrison 165, LP | 1743608 | 08/01/2018 | D/A | $14,220,534 | $8,820,893 |
| CALTON & ASSOCIATES, INC. | 20999 | Steadfast Commercial Investments, LLC | 1465299 | 07/23/2010 | D/A | $33,750,000 | $8,611,000 |
| CALTON & ASSOCIATES, INC. | 20999 | CX Station at Clift Farm, DST | 1942116 | 04/17/2023 | D/A | $69,424,166 | $8,578,620 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP VULTURE FUND VIII LLC | 1440039 | 06/24/2009 | D/A | $48,000,000 | $8,568,547 |