Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/05/2017 | D/A | Indefinite | $321,412,597 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/05/2016 | D/A | Indefinite | $319,770,563 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 03/23/2023 | D/A | $500,000,000 | $319,209,267 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 03/10/2023 | D/A | $500,000,000 | $316,510,604 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 10/26/2016 | D/A | Indefinite | $313,565,780 |
| CALTON & ASSOCIATES, INC. | 20999 | LAFAYETTE STREET FUND L P | 1060792 | 05/30/2014 | D/A | Indefinite | $313,420,880 |
| CALTON & ASSOCIATES, INC. | 20999 | LAFAYETTE STREET FUND L P | 1060792 | 05/31/2013 | D/A | Indefinite | $313,070,880 |
| CALTON & ASSOCIATES, INC. | 20999 | SELECT EQUITY FUND L P | 1344289 | 05/30/2014 | D/A | Indefinite | $305,807,109 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 05/31/2016 | D/A | Indefinite | $305,485,210 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 01/13/2023 | D/A | $500,000,000 | $292,009,258 |