Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Lafayette Street Fund Offshore, Ltd. | 1537009 | 07/14/2014 | D/A | Indefinite | $496,185,604 |
| CALTON & ASSOCIATES, INC. | 20999 | Lafayette Street Fund Offshore, Ltd. | 1537009 | 07/12/2013 | D/A | Indefinite | $489,731,872 |
| CALTON & ASSOCIATES, INC. | 20999 | OCEAN AVENUE FUND V, L.P. | 1913768 | 03/24/2023 | D/A | $550,000,000 | $444,000,000 |
| CALTON & ASSOCIATES, INC. | 20999 | SELECT EQUITY FUND L P | 1344289 | 05/29/2015 | D/A | Indefinite | $409,657,568 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 04/19/2023 | D/A | Indefinite | $404,382,932 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 05/26/2022 | D/A | Indefinite | $399,823,483 |
| CALTON & ASSOCIATES, INC. | 20999 | Griffin Capital Qualified Opportunity Zone Fund III, L.P. | 1894604 | 06/15/2023 | D/A | $500,000,000 | $382,458,793 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 05/26/2021 | D/A | Indefinite | $381,223,081 |
| CALTON & ASSOCIATES, INC. | 20999 | LAFAYETTE STREET FUND II L P | 1215214 | 05/31/2013 | D/A | Indefinite | $377,052,650 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS L P | 1060793 | 12/03/2020 | D/A | Indefinite | $360,121,914 |