Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC | 1474464 | 01/24/2011 | D/A | $49,950,000 | $16,953,692 |
| CALTON & ASSOCIATES, INC. | 20999 | Daytona Multifamily Opportunity Zone, L.L.C. | 1793256 | 05/07/2020 | D/A | $16,820,000 | $16,774,197 |
| CALTON & ASSOCIATES, INC. | 20999 | Daytona Multifamily Opportunity Zone, L.L.C. | 1793256 | 02/13/2020 | D | $16,820,000 | $16,678,179 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 10/07/2019 | D/A | $23,630,272 | $16,661,190 |
| CALTON & ASSOCIATES, INC. | 20999 | TNP 12 PERCENT NOTES PROGRAM LLC | 1445402 | 04/30/2009 | D | $18,000,000 | $16,585,723 |
| CALTON & ASSOCIATES, INC. | 20999 | Clearview Energy, LP | 1498507 | 03/08/2011 | D/A | $35,000,000 | $16,582,527 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BDS, LP | 1765835 | 10/01/2019 | D/A | $23,630,272 | $15,931,190 |
| CALTON & ASSOCIATES, INC. | 20999 | APX New Harmony Partners-A, LP | 1677797 | 01/18/2017 | D/A | $100,000,000 | $15,560,750 |
| CALTON & ASSOCIATES, INC. | 20999 | APX Drilling Partners 2013-A, LP | 1568202 | 01/24/2014 | D/A | $50,000,000 | $15,445,900 |
| CALTON & ASSOCIATES, INC. | 20999 | Colorado Springs Multifamily DST | 1720488 | 12/14/2017 | D | $28,974,578 | $15,436,780 |