Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | Aztec Comanche A Oil & Gas LP/Aztec Energy LLC | 1557194 | 01/18/2013 | D/A | $50,000,000 | $4,855,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 32-2012 L.P. | 1542471 | 08/20/2012 | D/A | $250,000,000 | $4,726,800 |
| CALTON & ASSOCIATES, INC. | 20999 | GENTRY MILLS FINANCE (ES14), LLC | 1471689 | 03/23/2010 | D/A | $13,063,584 | $4,688,130 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec X Oil & Gas Drilling Program | 1472076 | 03/18/2010 | D/A | $50,000,000 | $4,653,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-SHJ, LP | 1800803 | 03/25/2020 | D/A | $4,647,059 | $4,640,072 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PALMDALE HOSPITALITY, LP | 1669849 | 11/28/2016 | D/A | $5,177,515 | $4,634,800 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BROOMFIELD 139, LP | 1616836 | 10/14/2014 | D/A | $6,995,427 | $4,597,246 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-SHJ, LP | 1800803 | 03/18/2020 | D/A | $4,647,059 | $4,503,420 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PALMDALE HOSPITALITY, LP | 1669849 | 08/29/2016 | D/A | $5,177,515 | $4,499,800 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CAMP CREEK, LP | 1601826 | 05/29/2014 | D/A | $4,428,027 | $4,428,027 |