Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | GMI-PINE HILL CROSSING, LP | 1613888 | 10/28/2014 | D/A | $3,846,154 | $2,276,500 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-CMS, LP | 1781449 | 08/20/2019 | D/A | $3,604,651 | $2,260,700 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XII-A Oil & Gas LP | 1529287 | 12/20/2011 | D | $50,000,000 | $2,260,000 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2011 A LP | 1515719 | 10/04/2011 | D/A | $50,000,000 | $2,249,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-LAKE MARY 125, LP | 1637256 | 06/22/2015 | D/A | $6,110,084 | $2,124,650 |
| CALTON & ASSOCIATES, INC. | 20999 | Aztec XI-C Oil & Gas LP / Aztec Energy LLC | 1511075 | 06/01/2011 | D/A | $50,000,000 | $2,120,000 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-BAY VISTA APARTMENTS I, LP | 1587892 | 11/18/2013 | D/A | $5,660,583 | $2,042,265 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-Lakeway 109, LP | 1723005 | 12/11/2017 | D/A | $4,415,385 | $1,973,800 |
| CALTON & ASSOCIATES, INC. | 20999 | Triloma Seniors Housing Fund - St. Louis, LLC | 1775600 | 06/26/2019 | D/A | $8,800,000 | $1,973,091 |
| CALTON & ASSOCIATES, INC. | 20999 | GMI-164 CORPUS, LP | 1587891 | 12/02/2013 | D/A | $3,777,117 | $1,934,934 |