Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/24/2018 | D/A | Indefinite | $1,410,949,242 |
| CALTON & ASSOCIATES, INC. | 20999 | Altegris Winton Futures Fund, L.P. | 1198415 | 11/10/2020 | D/A | Indefinite | $1,341,661,491 |
| CALTON & ASSOCIATES, INC. | 20999 | Altegris Winton Futures Fund, L.P. | 1198415 | 11/09/2021 | D/A | Indefinite | $1,341,661,491 |
| CALTON & ASSOCIATES, INC. | 20999 | Altegris Winton Futures Fund, L.P. | 1198415 | 10/17/2019 | D/A | Indefinite | $1,341,099,318 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/30/2017 | D/A | Indefinite | $1,331,781,107 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/31/2016 | D/A | Indefinite | $1,276,421,221 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Offshore Fund, Ltd. | 1487109 | 03/19/2018 | D/A | Indefinite | $1,149,347,769 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/29/2015 | D/A | Indefinite | $1,123,729,213 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/21/2022 | D/A | Indefinite | $1,057,271,078 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Fund, L.P. | 1438171 | 03/20/2023 | D/A | Indefinite | $1,057,271,078 |