| CALTON & ASSOCIATES, INC. | 20999 | Cypress Income Fund 8, LLC | 1446731 | 11/19/2008 | D | $20,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/31/2010 | D/A | $24,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2010 A LP | 1487336 | 03/23/2010 | D | $24,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 28-2010 L.P. | 1487561 | 04/16/2010 | D | $150,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/13/2011 | D/A | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/06/2011 | D | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Gulf South Energy Partners 2011 A LP | 1515719 | 04/07/2011 | D | $50,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Penneco Drilling Associates 2011-1 | 1527496 | 08/17/2011 | D | $40,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 31-2011 L.P. | 1531849 | 11/15/2011 | D | $100,000,000 | $0 |
| CALTON & ASSOCIATES, INC. | 20999 | Atlas Resources Series 32-2012 L.P. | 1542471 | 05/15/2012 | D | $100,000,000 | $0 |
