Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 04/19/2023 | D/A | Indefinite | $5,985,383,641 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/26/2022 | D/A | Indefinite | $5,783,047,936 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 06/01/2022 | D/A | Indefinite | $5,783,047,936 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/26/2021 | D/A | Indefinite | $3,891,248,560 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/26/2020 | D/A | Indefinite | $2,602,996,237 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 07/19/2019 | D/A | Indefinite | $1,946,707,965 |
| CALTON & ASSOCIATES, INC. | 20999 | SEG PARTNERS II L P | 1215218 | 05/24/2019 | D/A | Indefinite | $1,923,007,965 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Offshore Fund, Ltd. | 1487109 | 03/20/2023 | D/A | Indefinite | $1,723,968,251 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Offshore Fund, Ltd. | 1487109 | 03/21/2022 | D/A | Indefinite | $1,686,403,769 |
| CALTON & ASSOCIATES, INC. | 20999 | EJF Debt Opportunities Offshore Fund, Ltd. | 1487109 | 03/19/2021 | D/A | Indefinite | $1,676,153,769 |