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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/17/2014D/AIndefinite$163,490,651
SANDERS MORRIS HARRIS INC.20580Alkeon Growth PW Partners, LP150115710/01/2012D/AIndefinite$155,930,029
SANDERS MORRIS HARRIS INC.20580Alden Global Distressed Opportunities Fund (Cayman), L.P.145350607/08/2011D/AIndefinite$150,710,886
SANDERS MORRIS HARRIS INC.20580Alkeon Growth Partners, LP127883403/09/2010D/AIndefinite$147,610,258
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/21/2016D/AIndefinite$142,168,444
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2015D/AIndefinite$141,468,444
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2014D/AIndefinite$141,218,444
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/15/2013D/AIndefinite$140,936,531
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2013D/AIndefinite$140,618,444
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund IV, LLC177441510/04/2022D/A$500,000,000$139,896,323

278 Results

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