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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323606/15/2020D/A$200,000,000$189,767,181
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND II L P130367803/12/2010D/AIndefinite$189,219,472
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/14/2018D/AIndefinite$168,510,199
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/09/2019D/AIndefinite$168,510,199
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/27/2016D/AIndefinite$167,994,132
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612312/26/2017D/AIndefinite$167,994,132
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/10/2016D/AIndefinite$164,126,664
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323610/24/2019D/A$200,000,000$163,893,454
SANDERS MORRIS HARRIS INC.20580PENN CORE HIGH YIELD BOND FUND LP121612303/16/2015D/AIndefinite$163,590,651
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund, L.P.149066605/15/2013D/AIndefinite$163,497,587

278 Results

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