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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 271-278 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580Union Avenue Investors LLC146087304/20/2011D/AIndefinite$2,200,000
SANDERS MORRIS HARRIS INC.20580SMH Orttech SPV LLC189895801/03/2022D$2,200,000$2,200,000
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund IV, LLC177441501/23/2020D/A$500,000,000$1,927,500
SANDERS MORRIS HARRIS INC.20580SMH SPEPHARM II LLC149538706/30/2010D$1,180,000$1,180,000
SANDERS MORRIS HARRIS INC.20580TUYA TECHNOLOGIES, LLC167984205/06/2021D$3,500,000$51,000
SANDERS MORRIS HARRIS INC.20580Atlas Resources Series 32-2012 L.P.154247105/15/2012D/A$100,000,000$0
SANDERS MORRIS HARRIS INC.20580TUYA TECHNOLOGIES, LLC167984201/30/2019D$50,000,000$0
SANDERS MORRIS HARRIS INC.20580BIOS ONL Co-Invest I, LP182539909/25/2020D$10,000,000$0

278 Results

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