Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 251-260 out of 278 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	IGI LABORATORIES, INC	352998	12/22/2010	D	$6,600,000	$6,500,000
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund IV, LLC	1774415	03/16/2020	D/A	$500,000,000	$5,882,536
SANDERS MORRIS HARRIS INC.	20580	Fincura, Inc.	1778301	06/05/2019	D	$7,236,000	$5,189,250
SANDERS MORRIS HARRIS INC.	20580	TUYA TECHNOLOGIES, LLC	1679842	10/04/2017	D	$10,000,000	$5,000,000
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/15/2012	D/A	Indefinite	$4,933,000
SANDERS MORRIS HARRIS INC.	20580	Atlas Resources Series 32-2012 L.P.	1542471	08/20/2012	D/A	$250,000,000	$4,726,800
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/14/2011	D/A	Indefinite	$4,639,365
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/12/2010	D/A	Indefinite	$4,527,605
SANDERS MORRIS HARRIS INC.	20580	Surround Medical Systems, Inc.	1772604	06/20/2023	D	$10,000,000	$4,399,500
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	03/14/2011	D/A	Indefinite	$4,265,356