Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 241-250 out of 278 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund IV, LLC	1774415	06/12/2020	D/A	$500,000,000	$9,110,150
SANDERS MORRIS HARRIS INC.	20580	PENN Capital Pioneer Energy Fund, L.P.	1474376	12/27/2016	D/A	Indefinite	$8,891,921
SANDERS MORRIS HARRIS INC.	20580	SMH Valley Vet SPV LLC	1898968	12/15/2021	D	$8,100,000	$8,100,000
SANDERS MORRIS HARRIS INC.	20580	GULFSLOPE ENERGY, INC.	1341726	07/25/2014	D	$8,027,600	$8,027,600
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/16/2015	D/A	Indefinite	$7,877,124
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/11/2016	D/A	Indefinite	$7,877,124
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/17/2014	D/A	Indefinite	$7,577,124
SANDERS MORRIS HARRIS INC.	20580	Geos Communications, Inc.	949371	02/09/2010	D/A	$8,000,000	$7,570,000
SANDERS MORRIS HARRIS INC.	20580	Mewbourne Energy Partners 10-A, L.P.	1491262	06/03/2010	D	$73,000,000	$7,530,000
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/15/2013	D/A	Indefinite	$7,044,511