Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 231-240 out of 278 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Houston Ventures III, LP	1534347	11/19/2012	D/A	Indefinite	$11,142,132
SANDERS MORRIS HARRIS INC.	20580	SMH Private Equity Group III (Institutional), L.P.	1534352	11/28/2011	D	Indefinite	$10,811,200
SANDERS MORRIS HARRIS INC.	20580	MEWBOURNE ENERGY PARTNERS 09-A, L.P.	1462103	05/28/2009	D	$73,000,000	$10,055,000
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	12/27/2016	D/A	Indefinite	$9,466,476
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	12/26/2017	D/A	Indefinite	$9,466,476
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	12/14/2018	D/A	Indefinite	$9,466,476
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	12/27/2016	D/A	Indefinite	$9,407,322
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	12/26/2017	D/A	Indefinite	$9,407,322
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	12/14/2018	D/A	Indefinite	$9,407,322
SANDERS MORRIS HARRIS INC.	20580	SMH PRIVATE EQUITY GROUP III, L.P.	1534347	11/28/2011	D	Indefinite	$9,188,800