Potomac Analytics' Logo

Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 181-190 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund (Cayman), Ltd.149066705/16/2016D/AIndefinite$37,397,726
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/15/2012D/AIndefinite$35,791,661
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/09/2012D/AIndefinite$33,553,822
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/05/2013D/AIndefinite$33,553,822
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/09/2011D/AIndefinite$31,928,822
SANDERS MORRIS HARRIS INC.20580ELCO SELECT FUND, L.P.116513806/24/2009D/AIndefinite$31,548,292
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/14/2011D/AIndefinite$29,807,278
SANDERS MORRIS HARRIS INC.20580Rainier Income & Growth Fund III LLC138618503/26/2009D/A$50,000,000$29,326,463
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/12/2010D/AIndefinite$28,883,438
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund (Cayman), Ltd.149066705/15/2012D/AIndefinite$28,127,455

278 Results

Display: