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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 161-170 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580DUNBAR CAPITAL INTERNATIONAL LTD127142203/17/2010D/AIndefinite$48,851,199
SANDERS MORRIS HARRIS INC.20580PENN SMALL CAPITALIZATION FUND LP112938603/15/2012D/AIndefinite$48,850,257
SANDERS MORRIS HARRIS INC.20580PENN SMALL CAPITALIZATION FUND LP112938603/14/2011D/AIndefinite$48,207,549
SANDERS MORRIS HARRIS INC.20580BIOS Fund III QP, LP179191607/22/2020D/A$100,000,000$47,968,000
SANDERS MORRIS HARRIS INC.20580CAPITAL STRUCTURE OPPORTUNITIES FUND LP100148603/17/2014D/AIndefinite$47,631,407
SANDERS MORRIS HARRIS INC.20580PENN SMALL CAPITALIZATION FUND LP112938603/12/2010D/AIndefinite$47,419,929
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth, LP141005403/05/2015D/AIndefinite$46,067,011
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323607/11/2018D/A$200,000,000$45,921,863
SANDERS MORRIS HARRIS INC.20580KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP145131511/17/2009D/A$150,000,000$45,350,000
SANDERS MORRIS HARRIS INC.20580Alden Global Distressed Opportunities Fund (Cayman), L.P.145350607/15/2013D/AIndefinite$43,370,490

278 Results

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