Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Search by Recipient Name or Primary Issuer:

Displaying 151-160 out of 278 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2015	D/A	Indefinite	$51,338,705
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2013	D/A	Indefinite	$51,288,705
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2014	D/A	Indefinite	$51,288,705
SANDERS MORRIS HARRIS INC.	20580	Alden Global Value Recovery Fund (Cayman), Ltd.	1490667	05/15/2013	D/A	Indefinite	$51,282,329
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/19/2012	D/A	Indefinite	$51,066,705
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	10/26/2017	D/A	Indefinite	$50,997,197
SANDERS MORRIS HARRIS INC.	20580	DUNBAR CAPITAL INTERNATIONAL LTD	1271422	03/17/2011	D/A	Indefinite	$49,996,705
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund IV, LLC	1774415	07/09/2021	D/A	$500,000,000	$49,599,420
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	02/24/2016	D/A	Indefinite	$49,217,197
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	02/23/2017	D/A	Indefinite	$49,217,197