| SANDERS MORRIS HARRIS INC. | 20580 | Penn Capital Liberty Fund, L.P. | 1001486 | 03/16/2015 | D/A | Indefinite | $55,830,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP | 1451315 | 01/14/2010 | D/A | $150,000,000 | $55,600,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP | 1433536 | 06/25/2010 | D/A | $200,000,000 | $55,463,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP | 1433536 | 10/01/2009 | D/A | $200,000,000 | $55,363,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP | 1433537 | 10/01/2009 | D/A | $200,000,000 | $55,363,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | PENN SMALL CAPITALIZATION FUND LP | 1129386 | 03/16/2015 | D/A | Indefinite | $53,731,666 |
| SANDERS MORRIS HARRIS INC. | 20580 | PENN SMALL CAPITALIZATION FUND LP | 1129386 | 03/17/2014 | D/A | Indefinite | $53,716,666 |
| SANDERS MORRIS HARRIS INC. | 20580 | Alkeon Asia Growth, LP | 1410054 | 10/26/2018 | D/A | Indefinite | $51,647,197 |
| SANDERS MORRIS HARRIS INC. | 20580 | PENN SMALL CAPITALIZATION FUND LP | 1129386 | 03/15/2013 | D/A | Indefinite | $51,642,318 |
| SANDERS MORRIS HARRIS INC. | 20580 | DUNBAR CAPITAL INTERNATIONAL LTD | 1271422 | 03/21/2016 | D/A | Indefinite | $51,388,705 |
