Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 131-140 out of 278 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	MEWBOURNE ENERGY PARTNERS 09-A, L.P.	1462103	08/05/2009	D/A	$73,000,000	$61,690,000
SANDERS MORRIS HARRIS INC.	20580	TRANSATLANTIC PETROLEUM LTD.	1092289	12/09/2009	D	$61,394,724	$61,394,724
SANDERS MORRIS HARRIS INC.	20580	Mewbourne Energy Partners 10-A, L.P.	1491262	07/16/2010	D/A	$73,000,000	$61,360,000
SANDERS MORRIS HARRIS INC.	20580	PLYMOUTH ROCK FUND L P	1081747	04/08/2011	D/A	Indefinite	$61,168,453
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Structure Total Return Fund, L.P.	1001486	12/14/2018	D/A	Indefinite	$59,295,039
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Liberty Fund, L.P.	1001486	12/27/2016	D/A	Indefinite	$59,108,166
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Structure Total Return Fund, L.P.	1001486	12/26/2017	D/A	Indefinite	$59,108,166
SANDERS MORRIS HARRIS INC.	20580	KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP	1451315	02/17/2010	D/A	$150,000,000	$59,100,000
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund II, LLC	1713236	08/31/2018	D/A	$200,000,000	$56,928,653
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Liberty Fund, L.P.	1001486	03/10/2016	D/A	Indefinite	$55,981,285