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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 278 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP145131504/15/2010D/A$150,000,000$73,500,000
SANDERS MORRIS HARRIS INC.20580Keystone Private Equity Opportunities II (Q), L.P.148827504/15/2010D$150,000,000$73,500,000
SANDERS MORRIS HARRIS INC.20580PENN SMALL TO MID CAP EQUITY FUND LP146123003/14/2011D/AIndefinite$72,811,807
SANDERS MORRIS HARRIS INC.20580ALKEON GROWTH PARTNERS L P127883403/17/2009D/AIndefinite$72,537,749
SANDERS MORRIS HARRIS INC.20580ALKEON GROWTH PARTNERS L P127883403/20/2009D/AIndefinite$72,537,749
SANDERS MORRIS HARRIS INC.20580DUNBAR CAPITAL MANAGEMENT LLC113875603/17/2010D/AIndefinite$72,140,278
SANDERS MORRIS HARRIS INC.20580DUNBAR CAPITAL MANAGEMENT LLC113875603/17/2009D/AIndefinite$68,881,935
SANDERS MORRIS HARRIS INC.20580SKK VENTURES QP, LLC177501404/28/2022D/AIndefinite$65,174,285
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323610/01/2018D/A$200,000,000$64,655,748
SANDERS MORRIS HARRIS INC.20580MEWBOURNE ENERGY PARTNERS 09-A, L.P.146210308/18/2009D/A$73,000,000$63,890,000

278 Results

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