Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS INC. | 20580 | Surround Medical Systems, Inc. | 1772604 | 06/20/2023 | D | $10,000,000 | $4,399,500 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH Zilliant LLC | 1495391 | 06/30/2010 | D | $2,825,000 | $2,825,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH Orttech SPV LLC | 1898958 | 01/03/2022 | D | $2,200,000 | $2,200,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH SPEPHARM II LLC | 1495387 | 06/30/2010 | D | $1,180,000 | $1,180,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | TUYA TECHNOLOGIES, LLC | 1679842 | 05/06/2021 | D | $3,500,000 | $51,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | TUYA TECHNOLOGIES, LLC | 1679842 | 01/30/2019 | D | $50,000,000 | $0 |
| SANDERS MORRIS HARRIS INC. | 20580 | BIOS ONL Co-Invest I, LP | 1825399 | 09/25/2020 | D | $10,000,000 | $0 |