| SANDERS MORRIS HARRIS INC. | 20580 | Mewbourne Energy Partners 11-A, L.P. | 1518750 | 06/03/2011 | D | $73,000,000 | $11,305,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH Private Equity Group III (Institutional), L.P. | 1534352 | 11/28/2011 | D | Indefinite | $10,811,200 |
| SANDERS MORRIS HARRIS INC. | 20580 | MEWBOURNE ENERGY PARTNERS 09-A, L.P. | 1462103 | 05/28/2009 | D | $73,000,000 | $10,055,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH PRIVATE EQUITY GROUP III, L.P. | 1534347 | 11/28/2011 | D | Indefinite | $9,188,800 |
| SANDERS MORRIS HARRIS INC. | 20580 | SMH Valley Vet SPV LLC | 1898968 | 12/15/2021 | D | $8,100,000 | $8,100,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | GULFSLOPE ENERGY, INC. | 1341726 | 07/25/2014 | D | $8,027,600 | $8,027,600 |
| SANDERS MORRIS HARRIS INC. | 20580 | Mewbourne Energy Partners 10-A, L.P. | 1491262 | 06/03/2010 | D | $73,000,000 | $7,530,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | IGI LABORATORIES, INC | 352998 | 12/22/2010 | D | $6,600,000 | $6,500,000 |
| SANDERS MORRIS HARRIS INC. | 20580 | Fincura, Inc. | 1778301 | 06/05/2019 | D | $7,236,000 | $5,189,250 |
| SANDERS MORRIS HARRIS INC. | 20580 | TUYA TECHNOLOGIES, LLC | 1679842 | 10/04/2017 | D | $10,000,000 | $5,000,000 |
