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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323608/05/2019D/A$200,000,000$122,719,099
SANDERS MORRIS HARRIS INC.20580PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP128599903/17/2014D/AIndefinite$122,037,478
SANDERS MORRIS HARRIS INC.20580PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP128599903/15/2013D/AIndefinite$117,736,032
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP143353706/25/2010D/A$200,000,000$116,513,000
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/17/2010D/AIndefinite$116,297,577
SANDERS MORRIS HARRIS INC.20580Alden Global Opportunities Fund (Cayman), L.P.145350601/15/2015D/AIndefinite$111,056,907
SANDERS MORRIS HARRIS INC.20580Alden Global Opportunities Fund (Cayman), L.P.145350601/15/2016D/AIndefinite$111,056,907
SANDERS MORRIS HARRIS INC.20580PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP128599903/15/2012D/AIndefinite$105,996,430
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP143353711/12/2009D/A$200,000,000$105,363,000
SANDERS MORRIS HARRIS INC.20580Alden Global Value Recovery Fund, L.P.149066605/15/2014D/AIndefinite$98,565,806

251 Results

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