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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 71-80 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/19/2012D/AIndefinite$138,110,789
SANDERS MORRIS HARRIS INC.20580ACK ASSET PARTNERS L P134501207/14/2010D/AIndefinite$130,979,217
SANDERS MORRIS HARRIS INC.20580Dunbar Capital Management I L L C129229503/17/2011D/AIndefinite$129,878,048
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP143353602/07/2011D/A$128,635,662$128,635,662
SANDERS MORRIS HARRIS INC.20580SIGNET HEALTHCARE PARTNERS QP PARTNERSHIP II LP143353702/07/2011D/A$128,635,468$128,635,468
SANDERS MORRIS HARRIS INC.20580BRIDGETON TACTICAL ADVISORS FUND, LP79477511/25/2014D/A$200,000,000$126,336,164
SANDERS MORRIS HARRIS INC.20580BRIDGETON TACTICAL ADVISORS FUND, LP79477511/27/2013D/A$200,000,000$125,849,386
SANDERS MORRIS HARRIS INC.20580BRIDGETON TACTICAL ADVISORS FUND, LP79477510/18/2012D/A$200,000,000$125,331,552
SANDERS MORRIS HARRIS INC.20580PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP128599903/16/2015D/AIndefinite$124,971,126
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund II, LLC171323606/13/2019D/A$200,000,000$122,719,099

251 Results

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