Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

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Displaying 21-30 out of 251 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/28/2016	D/A	Indefinite	$643,009,909
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/30/2015	D/A	Indefinite	$558,699,005
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	10/30/2015	D/A	Indefinite	$558,699,005
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	03/05/2015	D/A	Indefinite	$527,621,348
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/09/2019	D/A	Indefinite	$525,712,446
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/14/2018	D/A	Indefinite	$523,828,121
SANDERS MORRIS HARRIS INC.	20580	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/26/2017	D/A	Indefinite	$498,248,234
SANDERS MORRIS HARRIS INC.	20580	PENN CORE HIGH YIELD BOND FUND II L P	1303678	12/27/2016	D/A	Indefinite	$489,648,234
SANDERS MORRIS HARRIS INC.	20580	Alkeon Growth Partners, LP	1278834	03/05/2014	D/A	Indefinite	$469,122,920
SANDERS MORRIS HARRIS INC.	20580	III FUND LP/VA	1077921	03/16/2009	D/A	Indefinite	$463,420,878