Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Search by Recipient Name or Primary Issuer:

Displaying 231-240 out of 251 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/17/2014	D/A	Indefinite	$7,577,124
SANDERS MORRIS HARRIS INC.	20580	Geos Communications, Inc.	949371	02/09/2010	D/A	$8,000,000	$7,570,000
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/15/2013	D/A	Indefinite	$7,044,511
SANDERS MORRIS HARRIS INC.	20580	MCI Preferred Income Fund IV, LLC	1774415	03/16/2020	D/A	$500,000,000	$5,882,536
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/15/2012	D/A	Indefinite	$4,933,000
SANDERS MORRIS HARRIS INC.	20580	Atlas Resources Series 32-2012 L.P.	1542471	08/20/2012	D/A	$250,000,000	$4,726,800
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/14/2011	D/A	Indefinite	$4,639,365
SANDERS MORRIS HARRIS INC.	20580	PENN DIVERSIFIED MICRO CAP EQUITY FUND LP	1461084	03/12/2010	D/A	Indefinite	$4,527,605
SANDERS MORRIS HARRIS INC.	20580	PENN CONVERTIBLE FUND LP	1460893	03/14/2011	D/A	Indefinite	$4,265,356
SANDERS MORRIS HARRIS INC.	20580	Crowne Opportunity Fund, Limited Partnership	1498512	07/07/2011	D/A	$20,000,000	$4,242,000