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Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 221-230 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089312/27/2016D/AIndefinite$9,466,476
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089312/26/2017D/AIndefinite$9,466,476
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089312/14/2018D/AIndefinite$9,466,476
SANDERS MORRIS HARRIS INC.20580PENN DIVERSIFIED MICRO CAP EQUITY FUND LP146108412/27/2016D/AIndefinite$9,407,322
SANDERS MORRIS HARRIS INC.20580PENN DIVERSIFIED MICRO CAP EQUITY FUND LP146108412/26/2017D/AIndefinite$9,407,322
SANDERS MORRIS HARRIS INC.20580PENN DIVERSIFIED MICRO CAP EQUITY FUND LP146108412/14/2018D/AIndefinite$9,407,322
SANDERS MORRIS HARRIS INC.20580MCI Preferred Income Fund IV, LLC177441506/12/2020D/A$500,000,000$9,110,150
SANDERS MORRIS HARRIS INC.20580PENN Capital Pioneer Energy Fund, L.P.147437612/27/2016D/AIndefinite$8,891,921
SANDERS MORRIS HARRIS INC.20580PENN DIVERSIFIED MICRO CAP EQUITY FUND LP146108403/16/2015D/AIndefinite$7,877,124
SANDERS MORRIS HARRIS INC.20580PENN DIVERSIFIED MICRO CAP EQUITY FUND LP146108403/11/2016D/AIndefinite$7,877,124

251 Results

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