Potomac Analytics' Logo

Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 201-210 out of 251 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
SANDERS MORRIS HARRIS INC.20580MCI PREFERRED INCOME FUND VI, LLC190336704/26/2023D/A$500,000,000$17,441,091
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089303/10/2016D/AIndefinite$16,720,598
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089303/16/2015D/AIndefinite$16,614,471
SANDERS MORRIS HARRIS INC.20580Alkeon Asia Growth Offshore Fund, Ltd.141003603/05/2013D/AIndefinite$15,130,000
SANDERS MORRIS HARRIS INC.20580PENN CONVERTIBLE FUND LP146089303/17/2014D/AIndefinite$15,118,262
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129403/17/2014D/AIndefinite$14,808,845
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129403/16/2015D/AIndefinite$14,808,845
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129403/10/2016D/AIndefinite$14,808,845
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129412/27/2016D/AIndefinite$14,808,845
SANDERS MORRIS HARRIS INC.20580PENN DISTRESSED FUND L P123129412/26/2017D/AIndefinite$14,808,845

251 Results

Display: