Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS INC. | 20580 | CAMPBELL FUND TRUST | 1043951 | 04/30/2010 | D/A | Indefinite | $1,138,649,346 |
| SANDERS MORRIS HARRIS INC. | 20580 | CAMPBELL FUND TRUST | 1043951 | 04/16/2009 | D/A | Indefinite | $1,101,264,489 |
| SANDERS MORRIS HARRIS INC. | 20580 | CAMPBELL FUND TRUST | 1043951 | 04/17/2009 | D/A | Indefinite | $1,101,264,489 |
| SANDERS MORRIS HARRIS INC. | 20580 | III ONSHORE LP | 1129250 | 03/16/2009 | D/A | Indefinite | $1,072,010,397 |
| SANDERS MORRIS HARRIS INC. | 20580 | Alkeon Growth Partners, LP | 1278834 | 10/26/2018 | D/A | Indefinite | $1,038,172,329 |
| SANDERS MORRIS HARRIS INC. | 20580 | ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP | 1452225 | 03/15/2011 | D/A | Indefinite | $973,728,221 |
| SANDERS MORRIS HARRIS INC. | 20580 | ALDEN GLOBAL OPPORTUNITIES FUND LP | 1452225 | 01/15/2015 | D/A | Indefinite | $820,774,584 |
| SANDERS MORRIS HARRIS INC. | 20580 | ALDEN GLOBAL OPPORTUNITIES FUND LP | 1452225 | 01/15/2016 | D/A | Indefinite | $820,774,584 |
| SANDERS MORRIS HARRIS INC. | 20580 | Alkeon Growth Partners, LP | 1278834 | 10/26/2017 | D/A | Indefinite | $753,143,669 |
| SANDERS MORRIS HARRIS INC. | 20580 | ALDEN GLOBAL DISTRESSED OPPORTUNITIES FUND LP | 1452225 | 03/15/2012 | D/A | Indefinite | $672,474,663 |