Broker-Dealers on SEC Form D for SANDERS MORRIS HARRIS INC.

Search by Recipient Name or Primary Issuer:

Displaying 181-190 out of 251 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/05/2013	D/A	Indefinite	$33,553,822
SANDERS MORRIS HARRIS INC.	20580	Alkeon Asia Growth, LP	1410054	03/09/2011	D/A	Indefinite	$31,928,822
SANDERS MORRIS HARRIS INC.	20580	ELCO SELECT FUND, L.P.	1165138	06/24/2009	D/A	Indefinite	$31,548,292
SANDERS MORRIS HARRIS INC.	20580	CAPITAL STRUCTURE OPPORTUNITIES FUND LP	1001486	03/14/2011	D/A	Indefinite	$29,807,278
SANDERS MORRIS HARRIS INC.	20580	Rainier Income & Growth Fund III LLC	1386185	03/26/2009	D/A	$50,000,000	$29,326,463
SANDERS MORRIS HARRIS INC.	20580	CAPITAL STRUCTURE OPPORTUNITIES FUND LP	1001486	03/12/2010	D/A	Indefinite	$28,883,438
SANDERS MORRIS HARRIS INC.	20580	Alden Global Value Recovery Fund (Cayman), Ltd.	1490667	05/15/2012	D/A	Indefinite	$28,127,455
SANDERS MORRIS HARRIS INC.	20580	XinVivo, Inc.	1772604	08/29/2019	D/A	$25,300,011	$25,300,011
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	03/11/2016	D/A	Indefinite	$25,165,025
SANDERS MORRIS HARRIS INC.	20580	Penn Mid Cap Equity Fund, L.P.	1481060	12/27/2016	D/A	Indefinite	$25,165,025